Quantcast

CETERA INVESTMENT ADVISERS Information

200 N MARTINGALE RD, SCHAUMBURG, Illinois, 60173, (844) 337-2217

Report Date: 12/31/2019

Position Statistics

Total Positions 596
New Positions 62
Increased Positions 395
Decreased Positions 177
Positions with Activity 572
Sold Out Positions 15
Total Mkt Value (in $ millions) 787

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 1.1%
Basic Materials 0.41%
Industrials 3.06%
Consumer Cyclicals 3.95%
Consumer Non-Cyclicals 2.59%
Financials 64.74%
Healthcare 3.24%
Technology 9.15%
Telecommunication Services 1.43%
Utilities 1.84%

596 Positions as of 12/31/2019

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN AIRLS GROUP INC COM -107 Sold Out 0
BAUSCH HEALTH COS INC COM -162 Sold Out 0
BCE INC COM NEW -192 Sold Out 0
BECTON DICKINSON & CO COM -186 Sold Out 0
CANOPY GROWTH CORP COM -131 Sold Out 0
CHESAPEAKE ENERGY CORP COM -4 Sold Out 0
CLEVELAND CLIFFS INC COM -15 Sold Out 0
EATON VANCE TX ADV GLBL DIV FD COM -130 Sold Out 0
FIRST TR EXCHANGE-TRADED FD VI NASDAQ RETAIL -184 Sold Out 0
INVESCO EXCHANGE-TRADED FD TR S&P SMLCP UTIL -190 Sold Out 0
KIMCO RLTY CORP COM -114 Sold Out 0
SIX FLAGS ENTMT CORP NEW COM -63 Sold Out 0
SLACK TECHNOLOGIES INC COM CL A -243 Sold Out 0
VENTAS INC COM -100 Sold Out 0
W & T OFFSHORE INC COM -20 Sold Out 0
MELINTA THERAPEUTICS INC COM NEW 3 3 New 24,180
AURORA CANNABIS INC COM 20 10 87.077 19,862
ASSERTIO THERAPEUTICS INC COM 40 40 New 61,393
NUVEEN ENERGY MLP TOTL RTRNFD COM 41 0.041 26,967
NUVEEN ALL CAP ENE MLP OPPO FD COM 41 (0.706) 28,119