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RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Institutional Ownership

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Ownership Summary Institutional Holdings Insiders
(SEC Form 4)
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Ownership Summary as reported in the most recent 13F filings


Institutional Ownership 22.99%
Total Shares Outstanding (millions) 11
Total Value of Holdings (millions) $42

Active Positions

Holders Shares
Increased Positions 18 371,567
Decreased Positions 14 465,655
Held Positions 7 1,694,751
Total Institutional Shares 39 2,531,973

New and Sold Out Positions


Holders Shares
New Positions 6 181,870
Sold Out Positions 3 191,810

39 Institutional Holders
2,531,973 Total Shares Held


Click on the column header links to resort ascending (▲) or descending (▼).


Owner Name Date Shares Held Change (Shares) Change (%) Value (in 1,000s)
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 09/30/2019 603,900 6,483 1.09 9,970
UBS GROUP AG 09/30/2019 561,827 74,629 15.32 9,276
MORGAN STANLEY 09/30/2019 203,245 65,114 47.14 3,356
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 12/31/2018 118,929 118,929 New 1,964
STIFEL FINANCIAL CORP 09/30/2019 112,608 (23,104) (17.02) 1,859
WELLS FARGO & COMPANY/MN 09/30/2019 109,014 9,499 9.55 1,800
CETERA ADVISORS LLC 09/30/2019 102,810 13,725 15.41 1,697
PARAMETRIC PORTFOLIO ASSOCIATES LLC 09/30/2019 90,912 (5,910) (6.1) 1,501
INVESCO LTD. 09/30/2019 90,420 (11,536) (11.32) 1,493
BAIRD FINANCIAL GROUP, INC. 09/30/2019 64,158 2,343 3.79 1,059
EDGE WEALTH MANAGEMENT LLC 09/30/2019 56,182 6,858 13.90 928
BB&T SECURITIES, LLC 09/30/2019 56,019 (235) (0.42) 925
WSFS CAPITAL MANAGEMENT, LLC 09/30/2019 55,440 0 0.00 915
ROYAL BANK OF CANADA 09/30/2019 49,482 2,884 6.19 817
FIRST FOUNDATION ADVISORS 09/30/2019 44,900 44,900 New 741

Institutional Holdings information for this company is filed by major institutions on form 13-F with the Securities and Exchange Commission.
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