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RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Institutional Ownership

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Ownership Summary Institutional Holdings Insiders
(SEC Form 4)
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Ownership Summary as reported in the most recent 13F filings


Institutional Ownership 22.40%
Total Shares Outstanding (millions) 11
Total Value of Holdings (millions) $41

Active Positions

Holders Shares
Increased Positions 19 297,750
Decreased Positions 13 457,939
Held Positions 7 1,708,320
Total Institutional Shares 39 2,464,009

New and Sold Out Positions


Holders Shares
New Positions 6 74,041
Sold Out Positions 3 191,810

19 Increased Institutional Holders
297,750 Increased Total Shares Held


Click on the column header links to resort ascending (▲) or descending (▼).


Owner Name Date Shares Held Change (Shares) Change (%) Value (in 1,000s)
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 09/30/2019 603,900 6,483 1.09 9,970
UBS GROUP AG 09/30/2019 561,827 74,629 15.32 9,276
MORGAN STANLEY 09/30/2019 203,245 65,114 47.14 3,356
WELLS FARGO & COMPANY/MN 09/30/2019 109,014 9,499 9.55 1,800
CETERA ADVISORS LLC 09/30/2019 102,810 13,725 15.41 1,697
BAIRD FINANCIAL GROUP, INC. 09/30/2019 64,158 2,343 3.79 1,059
EDGE WEALTH MANAGEMENT LLC 09/30/2019 56,182 6,858 13.90 928
ROYAL BANK OF CANADA 09/30/2019 49,482 2,884 6.19 817
FIRST FOUNDATION ADVISORS 09/30/2019 44,900 44,900 New 741
FORD FINANCIAL GROUP, INC. 12/31/2019 33,506 19,263 135.25 553
SEACREST WEALTH MANAGEMENT, LLC 12/31/2019 33,069 7,118 27.43 546
FNY INVESTMENT ADVISERS, LLC 12/31/2019 19,459 14,184 268.89 321
CIBC PRIVATE WEALTH GROUP, LLC 09/30/2019 16,400 16,400 New 271
LADENBURG THALMANN FINANCIAL SERVICES INC. 09/30/2019 12,181 157 1.31 201
VISTA PRIVATE WEALTH PARTNERS. LLC 12/31/2019 11,100 11,100 New 183

Institutional Holdings information for this company is filed by major institutions on form 13-F with the Securities and Exchange Commission.
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